Making the move to fee-only means saying goodbye your legacy commission accounts. Explore options for keeping your relationships after you walk away from the revenue.
Thinking about taking the fee-only path? Be sure you understand the compliance obligations for IARs and RIAs.
Jodi Amos and Newlin Archinal, managing partners of 4Rivers Wealth Management, discuss transforming a year of uncertainty into one of opportunity.
The fee-only world offers some clear advantages, but making the move comes with added risks and responsibilities, too—and timing can be everything.
Transition is easier than you think. We outline four reasons wirehouse advisors should be making the move to independence.
Learn the importance of documentation when it comes to meeting your fiduciary duty and avoiding increased scrutiny from regulators.