The Fee-Only Advisor

Dropping Your FINRA Registrations: A View from Compliance
Thinking about taking the fee-only path? Be sure you understand the compliance obligations for IARs and RIAs.
The Fee-Only Advisor
Scott Wilkinson, IACCP
04.07.21Estimated Reading Time: 7 Minutes
Valiant Women of Commonwealth: Character Counts for Amos and Archinal
Jodi Amos and Newlin Archinal, managing partners of 4Rivers Wealth Management, discuss transforming a year of uncertainty into one of opportunity.
The Fee-Only Advisor
Commonwealth Staff
03.31.21Estimated Reading Time: 1 Minutes
Thinking of Going Fee-Only? Signs It’s Time to Make the Move
The fee-only world offers some clear advantages, but making the move comes with added risks and responsibilities, too—and timing can be everything.
The Fee-Only Advisor
Nikki Dillon
02.24.21Estimated Reading Time: 4 Minutes
4 Reasons Wirehouse Advisors Should Be Making the Move to Independence
Transition is easier than you think. We outline four reasons wirehouse advisors should be making the move to independence.
Marketing & Practice Management
Andrew Daniels
07.01.20Estimated Reading Time: 5 Minutes
Meeting Your Fiduciary Duty: Focus on Advisory Account Documentation
Learn the importance of documentation when it comes to meeting your fiduciary duty and avoiding increased scrutiny from regulators.
Compliance & Regulation
Scott Wilkinson, IACCP
01.29.20Estimated Reading Time: 6 Minutes
Should You Hire a Chief Compliance Officer?
Looking to hire a chief compliance officer for your advisory firm? Here are three options for filling this specialized role, as well as their pros and cons.
The Fee-Only Advisor
Commonwealth Staff
04.30.19Estimated Reading Time: 6 Minutes

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Hi, I'm Becca, managing principal, chief business development officer at Commonwealth. I can't wait to learn more about you and share our Commonwealth story.

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Dropping Your FINRA Registrations: A View from Compliance

Valiant Women of Commonwealth: Character Counts for Amos and Archinal

Thinking of Going Fee-Only? Signs It’s Time to Make the Move

4 Reasons Wirehouse Advisors Should Be Making the Move to Independence

Meeting Your Fiduciary Duty: Focus on Advisory Account Documentation

Should You Hire a Chief Compliance Officer?

Are we a good fit?