Streamline Your Operations
Get back more of the time you need to focus on what matters most.
Welcome to a back office that puts you back on track
Put our tools and support to work for you and get everything you need to operate your business, quickly and seamlessly.
Holistic investment solutions
Actively manage client assets or outsource investment management with a wide range of options that best serve your clients:
- Get reliable help from our consultants, whenever you need it.
- Build scale and efficiency with our fee-based platform.
- Manage more assets in less time.
- Create portfolios from a broad range of products.
Collaborative compliance support
Meet the team that works alongside you, understands how to navigate evolving regulations, and serves as an extension of your practice—not an impediment to doing business. You can rely on:
- A goal-oriented, consultative approach to compliance best practices
- Friendly, accessible, and responsive support that helps you run your business
- Continuous, active engagement with regulators and industry trade groups
- Specialized consulting services and support for your RIA business
Learn how the Investment Research team can help you reach your goals.
A robust technology suite
Manage your clients and run your business anytime, from anywhere, with an integrated technology platform that’s customizable to fit the way you work. Do more, faster with:
- A personalized dashboard for an at-a-glance look at your entire practice
- Intuitive planning, model management, and trading tools
- Flexible portfolio and performance reporting software
- Storage of client information integrated into our CRM tool
- Client access to holdings, performance, and outside assets
Outsourced business solutions
Get access to the people, tools, and guidance you need to embrace your role as CEO. We provide both internal and external resources to help with the business side of your practice, including:
- Choosing office space
- Managing legal considerations
- Overseeing financial matters
- Establishing a human resources department