Disclosure: ORDER ROUTING PRACTICES

Commonwealth is required to make available quarterly reports that present a general overview of our routing practices. These reports identify the significant venues to which customer orders were routed for execution during the applicable quarter.

Commonwealth transmits the majority of our customer orders to our clearing firm, Commonwealth transmits the majority of our customer orders to Fidelity Clearing & Custody Solutions® (FCCS), which provides clearing, custody, and other brokerage services to Commonwealth through National Financial Services LLC (NFS).* NFS may then route these orders to various venues for execution. Customers of Commonwealth may also request a written copy of this report.

3rd Quarter 2018 Report

*Fidelity Clearing & Custody Solutions® (FCCS) is an independent company, unaffiliated with Commonwealth. FCCS is a service provider to Commonwealth and provides clearing, custody, and other brokerage services to Commonwealth through National Financial Services LLC (NFS), member NYSE, SIPC.

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