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ADV Part 2A

Commonwealth publishes the Form ADV Part 2A to provide information about the qualifications and business practices of our firm.

For Clients

  • Form CRS

  • Account Access

  • Account Fees

  • ADV Part 2A

  • Business Continuity Plan

  • California Consumer Privacy Act Notice

  • Core Account Sweep Programs

  • Customer ID Program

  • Investor Disclosure Brochure

  • Order Routing Procedures

  • Privacy Notice

  • Privacy Policy

  • Promoter Disclosure Requirements

  • Retail Commission Schedule

  • Revenue Sharing

  • Step-Out Trading

A link to the document is provided below for your convenience.

ADV Part 2A Brochure

For Clients

  • Form CRS

  • Account Access

  • Account Fees

  • ADV Part 2A

  • Business Continuity Plan

  • California Consumer Privacy Act Notice

  • Core Account Sweep Programs

  • Customer ID Program

  • Investor Disclosure Brochure

  • Order Routing Procedures

  • Privacy Notice

  • Privacy Policy

  • Promoter Disclosure Requirements

  • Retail Commission Schedule

  • Revenue Sharing

  • Step-Out Trading

Our community is as strong as the communities we live in. See how we make a difference.

Learn More
Commonwealth Logo
  • Your Advantage
  • Evolve Your Business
  • Accelerate Your Growth
  • Streamline Your Operations
  • Transition Your Way
  • Advisor Solutions
  • Affiliation Flexibility
  • Tailored Business Strategies
  • Entrepreneurial Capital
  • Advanced Planning & Research
  • Complete Marketing Support
  • Holistic Investment Solutions
  • Collaborative Compliance
  • Powerful Technology
  • Outsourced Business Solutions
  • Insights
  • The Independent Market Observer
  • Breakaway Resource Center
  • Advisor Stories
  • Press and News
  • About Us
  • Leadership
  • Our History
  • Advisor-Centric Culture
  • Diversity, Equity, & Inclusion
  • Corporate Responsibility
  • Commonwealth Cares
  • About Us
  • Our Insights
  • Careers
  • Member Login
  • For Clients
  • Press and News
  • Contact Us
  • Accessibility Policy

Waltham

29 Sawyer Road, Waltham, MA 02453-3483

Toll-Free 800.237.0081

Phone 781.736.0700

Fax 781.736.0793

San Diego

110 West A Street, Suite 1800, San Diego, CA 92101-3706

Toll-Free 877.347.1982

Phone 619.471.9700

Fax 619.471.9701

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