Scott Wilkinson, IACCP, Team Lead—RIA Compliance

Scott Wilkinson is team lead in the RIA Compliance group at Commonwealth. With the firm since August 1999, he assists advisors and home office staff with issues, regulations, and policies related to IARs, RIAs, and all advisory platforms. He holds FINRA Series 4, 7, 24, 31, 53, and 66 securities registrations, as well as the Investment Adviser Certified Compliance Professional (IACCP) certification.
Information about securities-registered professionals may be found at FINRA BROKERCHECK.