Andrew Phillips, Compliance advisor

Andrew Phillips is a compliance advisor at Commonwealth Financial Network®, member FINRA/SIPC, a Registered Investment Adviser–independent broker/dealer. With the firm since 2016, Andrew is responsible for testing Commonwealth’s procedures and ensuring that they meet regulatory obligations. He holds a BA in history from Boston College, as well as FINRA Series 7, 24, 53, 63, and 66 securities registrations. Information about securities-registered professionals may be found at FINRA BROKERCHECK.

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