Managing Clients

Client360°® integrates portfolio, trade, contact, document, and wealth management in a single intuitive platform, giving you a truly comprehensive view of each client’s financial life.

Portfolio Reporting

Power and Flexibility Built In

Prepare for client reviews with one click

Data you and your clients can trust

Personalized Dashboard

An Integrated View Reflects How You Work

Build the view you want Widgets let you build your own customized view of the Client360° platform that reflects your process for managing households, clients, and accounts. The dashboard lets you put instant access to whatever information and functions you need right up front, all consolidated in a single window—from contact information and e-mails to performance, client goals, insurance policies, and open orders, for example.

Choose a template Select one of four templates, each of which reflects a specific service model and focus.

Take action Log a note, schedule a meeting, execute a trade, move money, or rebalance an account or group of accounts—all without leaving the dashboard.

Plan, Model, Trade, and More

Financial Planning Tools

The Client360° Planning tab lets you take a holistic, personalized approach to managing a client’s financial life—giving you a quick and easy way to show clients where they are in relation to their goals, facilitate more productive planning conversations, and ultimately build stronger relationships. More

Investment Proposals

Our wizard makes it easy to create client-approved proposals in minutes—both for impressing prospective clients, as well as for managing existing relationships. More

Models/Rebalancing

Easily assign and manage models for specific households—set cash buffers, lock positions, rebalance accounts, and more. And just one click takes you to Practice360°® Models, where you can take action at the practice-wide level. More

Trading

Quickly and easily make multiple trades for a client or household. Access intraday balances, holdings, and real-time quotes. And perform a range of powerful actions such as locking a position or liquidating all holdings in an account with a single click. More

Contact Management

Store and monitor important non-financial client information for a household—such as upcoming appointments, tasks, and notes from past meetings—and share it across your office with our Rolodex and workflow tool. Integration with our Customer Relationship Management (CRM) platform auto-tracks e-mails and syncs in real time with Outlook and mobile devices. More

Document Imaging

Upload all your documents with drag-and-drop ease and move closer to a truly paperless office. Our integrated web-based document management system meets SEC and FINRA guidelines and provides unlimited storage space. So you can shred virtually all paper files and easily share e-files with clients via our secure online client portal. More

e-Operations

Automation of time-consuming repetitive processes frees you and your staff to focus on other things. Initiate money movement, auto-fill forms, allow clients to provide e-signatures, globally update books and records for all accounts in a household with a single click—our systems streamline both client service and operations workflow, freeing up time for everyone in your office. More

Client Portal

Investor360°® lets you give clients online access to as much or as little of the information you see in Client360° as you'd like, including performance, gain/loss information, and advanced reports. Clients can add assets held elsewhere, see statements and confirms, store important documents in a secure online “vault,” manage their paperless preferences, and take advantage of integration with TurboTax® to make tax filing easier. More