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What We Do
Commonwealth Financial Network® is the second-largest, privately held
independent broker/dealer in the nation.
Our dual vision
The essence of Commonwealth is to be the best at everything we do and to provide a supportive environment where
all affiliated individuals can thrive! The four tenets of our mission
statement are indispensable service, profitability, individual development, and fun.
What’s a broker/dealer?
A broker/dealer is in charge of processing the investment business of the financial
professionals who affiliate with it. These professionals (also called advisors)
are independent business owners who provide financial guidance to people
in their community. Because the securities industry is heavily
regulated, representatives can only have one broker/dealer to ensure
that there is an established, clear chain of responsibility.
As a broker/dealer, Commonwealth is responsible for following
securities laws as well as ensuring that our advisors:
- Also follow securities laws
- Are properly licensed
- Correctly complete and maintain paperwork
- Demonstrate responsibility
- Avoid conflicts of interest
What’s so special about Commonwealth?
Commonwealth is a vibrant culture of dedicated individuals, both in the field and in the home
office, all looking to pursue their respective dreams and careers.
Our Anything but Common® philosophy acknowledges that the benchmark
for excellence steadily escalates. Our goal of 100–percent satisfaction for our advisors means that everyone in our home office is driven to do whatever it takes to help them be their best every day. Simply put, our number one objective is to
provide all affiliated individuals of Commonwealth with the opportunity
to thrive. We fully understand that this is an uncommon primary
objective for a twenty-first century business to have. Then again, we
fully believe that it’s one of the secrets of our success.
If you would like more information, please Contact Us.
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